FSRA issues notice of proposal against Jonathan Matthew Warden

27.01.25 16:19 Uhr

TORONTO, Jan. 27, 2025 /CNW/ - Ontario's financial services regulator, FSRA, has initiated enforcement action against Jonathan Matthew Warden (Warden).

FSRA Logo (CNW Group/Financial Services Regulatory Authority of Ontario)

FSRA alleges that Warden failed to respond to FSRA inquiries within the required period and failed in his duty to provide prompt, complete information, contrary to sections 442.1(5) and 442.3(3) of the Insurance Act.

FSRA is proposing to revoke Warden's insurance agent licence and impose an administrative penalty in the amount of $10,000 against Warden.

Warden requested a hearing before the Financial Services Tribunal about this proposal.

Learn more:

Access our enforcement database to see how FSRA is working to protect consumers through its monitoring and enforcement activities. 

For media inquiries:

Russ Courtney
Senior Manager of Media Relations
Financial Services Regulatory Authority
C: 437-225-8551
Email: russ.courtney@fsrao.ca

SOURCE Financial Services Regulatory Authority of Ontario